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Morgan Stanley fined for corporate bond overcharges

As set out in this FINRA press release Morgan Stanley was fined and forced to pay restitution to retail customers for overcharging for corporate bond sales and for “having an inadequate supervisory system for monitoring the pricing of corporate fixed income securities sold to customers.”

Posted by Greco & Greco on 08/03 at 04:30 PM
Bonds • Brokerage Firms • Morgan Stanley • FINRA • Permalink

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